SECURITIES COMPLIANCE EXAMINER

All qualification requirements must be met by the closing date of this announcement. Qualifying experience may be obtained in the private or public sector. Experience refers to paid and unpaid experience, including volunteer work done through National Service programs (e.g., Peace Corps, AmeriCorps) and other organizations (e.g., professional; philanthropic; religious; spiritual; community, student, social). Volunteer work helps build critical competencies, knowledge, and skills and can provide valuable training and experience that translates directly to paid employment. You will receive credit for all qualifying experience, including volunteer experience. MINIMUM QUALIFICATION REQUIREMENT: SK-13: Applicant must have at least one year of specialized experience equivalent to the GS/SK-12 level analyzing issues related to the crypto assets industry including portfolio management, risk management, trading fund governance, fund operations, and/or valuations. In addition, I have experience in at least one of the following areas: Working with blockchain/distributed ledger technology (DLT) and/or crypto assets, including using at least one of the following: relevant programming languages, tools and blockchain platforms, architecture, applications and dApps, and data analytics; OR Analyzing industry trends and tools related to crypto assets, distributed ledger technology, blockchain technology, or smart contracts; OR Researching crypto asset funds, advisers, platforms or other related crypto asset businesses; OR Developing and implementing assessments of internal controls or internal risk management programs (such as enterprise or operational risk management) for firms in the crypto assets industry; OR Performing reviews of procedures, practices, or records related to the issuance, distribution, and/or trading of crypto assets; OR Engaging in trading, portfolio management, or investment management or performing investment analysis, or management of crypto assets. SK-14: Applicant must have at least one year of specialized experience equivalent to the GS/SK-13 level analyzing issues related to the crypto assets industry including portfolio management, risk management, trading fund governance, fund operations, and/or valuations. In addition, I have experience in at least two of the following areas: Working with blockchain/distributed ledger technology (DLT) and/or crypto assets, including using at least one of the following: relevant programming languages, tools and blockchain platforms, architecture, applications and dApps, and data analytics; OR Analyzing industry trends and tools related to crypto assets, distributed ledger technology, blockchain technology, or smart contracts; OR Researching crypto asset funds, advisers, platforms or other related crypto asset businesses; OR Developing and implementing assessments of internal controls or internal risk management programs (such as enterprise or operational risk management) for firms in the crypto assets industry; OR Performing reviews of procedures, practices, or records related to the issuance, distribution, and/or trading of crypto assets; OR Engaging in trading, portfolio management, or investment management or performing investment analysis, or management of crypto assets.
The Division of Examinations is seeking skilled candidates to serve as a Securities Compliance Examiner to perform examinations and duties involving the crypto asset market. This position is located at SEC offices throughout the country.