SUPERVISORY SECURITIES COMPLIANCE EXAMINER

Securities and Exchange Commission - Other Agencies and Independent Organizations

All qualification requirements must be met by the closing date of this announcement. Time-in-grade for this announcement is one year at the SK- 14 level. Qualifying experience may be obtained in the private or public sector. Experience refers to paid and unpaid experience, including volunteer work done through National Service programs (e.g., Peace Corps, AmeriCorps) and other organizations (e.g., professional; philanthropic; religious; spiritual; community, student, social). Volunteer work helps build critical competencies, knowledge, and skills and can provide valuable training and experience that translates directly to paid employment. You will receive credit for all qualifying experience, including volunteer experience. MINIMUM QUALIFICATION REQUIREMENT: SK-17: Applicant must have one year of specialized experience equivalent to the SK-14 level. Specialized experience includes: Conducting compliance inspections, examinations, and/or audits; AND Leading teams of staff with varying backgrounds (e.g., legal, accounting, examining) AND Identifying emerging risks and issues affecting financial institutions, market intermediaries, and participants and producing written reports.
The Office of Risk and Strategy (ORS) within the Division of Examinations is hiring one position for a Supervisory Securities Compliance Examiner, SK-1831-17 in Atlanta, GA, Boston, MA, Chicago, IL, Denver, CO, Fort Worth, TX, Los Angeles, CA, Miami, FL, New York, NY, Philadelphia, PA, Salt Lake, UT, San Francisco, CA, or Washington, DC. This position will oversee an office responsible for risk identification and data and analytical projects.